(3 Hours CPD) From just £150
Updated 9th November 2020
The role and duties of the COFA, implementing systems to protect client money and breach management and reporting. It will also cover COFA tips and provide a hitlist of key tasks.
The training will include practical examples and case studies discussing whether a breach is serious and COFA conundrums.
Whether you are being appointed as a COFA, a member of an accounts team or supporting the COFA in their role you will find this training invaluable.
A deeper understanding of the role along with useful tips, interactive discussions about challenges the COFA faces and approaches in managing the role. An insight into what best practice looks like and also what can go wrong within a firm and the warning signs which could indicate potential problems.
- Background and responsibilities of the COFA role
- Protecting client money
- Breach reporting and management
- COFA conundrum and scenarios
- COFA Tips and hit list
Speaker/Trainer: Richard Hill - view Test Your Knowledge